Help & Forms

New Investor

1. Forms
   • Account Onboarding Kit - Individual Client
     • Account Information Form
     • Client Suitability Assessment (CSA) Form
     • Risk Disclosure Statement
     • Participating Trust Agreement
     • Nominated Settlement Bank Account and Initial Subscription Form
     • Client Signature Page
   • Client Suitability Assessment Waiver Form (if applicable)
   • Secondary Accountholder Information Form (for Joint Account)
      
2. Other Requirements
   • Valid Identification Documents (see list)
   • Proof of Bank Account Ownership Documents
      

Existing Investor

• Subscription/Additional Investment Orders (with Existing UITF/s) 
  • UITF Order Form
• Subscription / Investment Orders (in New UITF/s)
  1. Participating Trust Agreement (PTA) with Initial Subscription
  2. Client Suitability Assessment Waiver Form (if applicable)
• Redemption Orders (from Existing UITF/s)
  • UITF Order Form
• Switch Orders (to New UITF/s)
  1. UITF Order Form 
  2. Participating Trust Agreement (PTA) with Initial Subscription
  3. Client Suitability Assessment Waiver Form (if applicable)
• Switch Orders (to Existing UITF)
  • UITF Order Form

New Investor

1. Forms
   1. Account Information Form (Corporate)
   2. Specimen Signature Form
   3. Participating Trust Agreement Form
   4. Client Suitability Assessment Form
   5. Risk Disclosure Statement Form
   6. UITF Order Form
   7. Client Suitability Assessment (CSA) Waiver Form (optional)
   8. Certificate of Status of Beneficial Owner for United States Tax Withholding and Reporting (if applicable)
   9. Legal Arrangements Form (if applicable)
   
   
2. Other Requirements
   • Corporate Documents (see list)
   • Valid Identification Documents for Signatories (see list)
   • Secretary's Certificate Template

Existing Investor

• Subscription/Additional Investment Orders (with Existing UITF/s) 
  • UITF Order Form
• Subscription / Investment Orders (in New UITF/s)
  1. UITF Order Form
  2. Participating Trust Agreement Form
  3. Client Suitability Assessment Waiver Form (if applicable)
• Switch Orders (to New UITF/s)
  1. UITF Order Form 
  2. Participating Trust Agreement Form
  3. Client Suitability Assessment Waiver Form (if applicable)
• Switch Orders (to Existing UITF)
  • UITF Order Form

• Certified UITF Sales Person (CUSP) Change Request Form
• Certified UITF Sales Person (CUSP) Retention Letter
• Client Information Update Form (Individual)
• Client Information Update Form (Corporate)
• Client Suitability Assessment Form
• Report Request Form
• Settlement Bank Account Update Form
• Client Suitability Assessment Score Sheet (Individual)
• Client Suitability Assessment Score Sheet (Corporate)

• Sun BOOST Employee Salary Deduction Form